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Hadrius

Hadrius is an all-in-one RegTech platform that automates SEC and FINRA compliance for financial firms. It is built to scale with the growing needs of firms and engineered for security from day one.

Our services include:

  • Transactional Surveillance — Monitoring of client and employee transactional activity
  • Communications & Marketing Review and Archiving — Supervision, review, and approval workflows for websites, digital comms and marketing content
  • Employee & Firm Oversight — Attestations, certifications, approvals, audits and vendor oversight
  • Filings — FINRA Gateway API integrations for U4/U5, licensing & registration, Form BR, and CE tracking

Please use this page to validate our security architecture and operational resilience, and to request our reports and policy documents.

Privacy Policy

Compliance

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ISO 27001 badgeISO 27001
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Resources

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Reports

SOC 2 Type II

Policies & materials

Information Security Policy (AUP)
Business Continuity and Disaster Recovery Plan
Incident Response PlanOur policies and procedure for reporting incidents, including Reg S-P requirements.
Penetration Test